Banking / Capital Markets
We comprehensively advise in banking law and banking regulatory matters. This includes assistance in establishing and licensing banks and financial services institutions. We also advise on legal matters, related to the constant change of procedures in the financial services industry.
We provide substantial assistance and advice in all compliance relevant issues of the financial services industry and with respect to capital markets transactions. Additionally, we frequently serve as sparring partner to detect all risk-related legal issues that may occur either with the implementation of your business model or the conduct of your day-to-day-business.
Our team is specialized in rendering legal advice to private banking institutions, regardless of whether they are focused on the retail-, the wealth-management-sector or on Family Offices. Due to our long standing practical experience, we are in a position to provide you with business-focused assistance.
The partners of the firm have accumulated substantial know-how relative to the development and distribution of financial products and the firm is well positioned to advise on all related legal issues.
Partners of the firm have repeatedly accompanied and advised issuers and issuing banks in IPOs, private placements and ABS-transactions.
With respect to the asset-management industry, our firm relies on the substantial and long-standing experience of our lawyers, specialized in this field. From the structuring and the licensing of public and institutional funds, whether equity-fixed-income-, real estate-, or hedge-funds, including the fund documentation and legal matters as well as the day-to-day management of such funds, are covered by our legal services.
We are well positioned to structure and set up complex projects, e.g. Master-KAG-Concepts or Global-Custody-Models, that fit your business objectives.
We also assist you in developing and implementing reliable marketing concepts and distribution channels in line with legal and regulatory requirements while taking into account the type of clients and the jurisdiction(s), you intend to address.