Dr. Jochen Eichhorn

Dr. Jochen Eichhorn

Partner
Admitted to bar 1991
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Vita

Jochen Eichhorn has been practicing as an attorney since 1991. Right from the beginning of his activity as an attorney he has advised in the areas of banking- and capital markets, asset management, retail- and private banking / wealth management, including litigation and dispute resolution.

After a banking apprenticeship with BHF-Bank, he studied at the universities in Freiburg im Breisgau (law and political economy) and Berlin (Dr. jur.). Thereafter, he completed an internship with a law firm in France as well as internships in the U.S.A. and France. Between 1992 and 1993 he worked as an attorney for a leading German law firm. Subsequently, he worked for the German Investment and Asset Management Association (BVI) between 1993 and 1999 – at last as a senior director legal and tax. Between 1999 and 2006 he held various executive positions in the areas legal, compliance and risk control at UBS Wealth and Asset Management in Germany – at last as deputy head of legal with UBS Deutschland AG (incl. investment banking).

Practice Areas

Banking / Capital Markets
Asset Management
Private Clients
Private Banking / Wealth Management
Litigation / Dispute Resolution

often recommended (JUVE Handbücher 2012/2013, 2013/2014, 2014/2015, 2015/2016, 2016/2017)

Languages

German
English
French


Events

5. Dezember 2018 in Frankfurt am Main
Forum - Institut 
MiFID II in der Finanzportfolioverwaltung


23. November 2018 in Frankfurt am Main
Forum - Institut 
Rechtssichere Vermögensverwaltung


Publications

Frankfurter Kommentar zum Kapitalanlagerecht (Band 3 - Recht der Assetklassen):
Co-Autor: Moritz / Klebeck / Jesch (Hrsg.): Rechts der Rentenfonds (Autoren Eichhorn/Köhler) hier erhältlich


Online-Gastbeitrag für private-banking-magazin.de:
Umgang mit Research-Kosten hier erhältlich


Artikel des Fachmagazins "Institutional-Money":
Bussgeldkatalog und die Verhängung von Bussgeldern bei Verstoß gegen Meldepflichten des WpHG


LWS Update Bankrecht August 2017:
Wie informiere ich meine Kunden über Kosten und Zuwendungen bei der Vermögensverwaltung nach MiFID?